Taxmann’s Registrars to an Issue and Share Transfer Agents – Mutual Funds by NISM
₹340.00
Taxmann’s Registrars to an Issue and Share Transfer Agents – Mutual Funds by National Institute of Securities Markets (NISM) – June 2023. Covering all important aspects of the Registrar and Transfer Agents (RTA) functioning in Mutual Funds. These include the basic understanding of the Indian securities markets, the role and function of RTA in mutual fund issuance and transaction process, and the regulatory environment in which the RTAs operate in India.
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Taxmann’s Registrars to an Issue and Share Transfer Agents – Mutual Funds by National Institute of Securities Markets (NISM) – June 2023.
Taxmann’s Registrars to an Issue and Share Transfer Agents – Mutual Funds by National Institute of Securities Markets (NISM) – June 2023.
Description
Registrars to an Issue and Share Transfer Agents – Mutual Funds seeks to create a common minimum knowledge benchmark for persons working in Registrars to an Issue and Share Transfer Agents (R&T Agent) organizations in the mutual fund R&T function to enable better quality investor service, operational process efficiency and risk controls.
It also aims to enhance sales and distribution quality and enable better investor services.
The Present Publication is the August 2022 workbook version, published exclusively by Taxmann for NISM Certification Examination II-B [Registrars to an Issue and Share Transfer Agents – Mutual Funds], with the following noteworthy features:
- [Know the Basics] of securities and securities markets
- [Understand] the role and functions of RTA in the mutual fund issuance & transaction process
- [Know the Regulatory Environment] in which RTAs operate in India
The detailed contents of the book are as follows:
- Introduction to Securities
- Characteristics of Equity Shares
- Characteristics of Debt Securities
- Characteristics of Other Securities
- SEBI – Role and Regulations
- Basics of Registrars and Transfer Agents
- Registrar and Transfer Agent Regulations
- Basics of Mutual Funds
- Mutual Fund Structure and Constituents
- Mutual Fund Products
- Operational Concepts of Mutual Funds
- Investors in Mutual Funds
- Banking Operations in Mutual Funds
- Financial Transactions
- Non-Financial Transactions
The National Institute of Securities Markets (NISM) is a public trust established in 2006 by the Securities and Exchange Board of India (SEBI), the regulator of the securities markets in India. he institute carries out a wide range of capacity building activities at various levels aimed at enhancing the quality standards in securities markets. The institute’s six schools of excellence work in synergy towards professionalized securities markets.
The Six Schools of Excellence:
School for Securities Education (SSE)
School for Certification of Intermediaries (SCI)
School for Regulatory Studies and Supervision (SRSS)
School for Investor Education and Financial Literacy (SIEFL)
School for Corporate Governance (SCG)
School for Securities Information and Research (SSIR)
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