Taxmann’s Portfolio Management Services (PMS) Distributors by NISM
Taxmann's Portfolio Management Services (PMS) Distributors by National Institute of Securities Markets (NISM) - March 2025. Portfolio Management Services (PMS) Distributors is an authoritative workbook that explores PMS distribution fundamentals in-depth, covering regulatory frameworks, operational procedures, and best practices. Designed to equip readers with theoretical knowledge and practical insights, it thoroughly addresses the intricacies of securities markets, portfolio management strategies, and compliance requirements. This March 2025 edition, crafted by leading NISM experts and published by Taxmann, aligns with SEBI mandates and serves as an indispensable resource for aspiring PMS distributors, financial advisors, wealth managers, and students. Each chapter includes examples, illustrations, and end-of-chapter takeaways, ensuring clarity and comprehensive exam preparation.
Taxmann’s Registrars to an Issue and Share Transfer Agents – Corporate by NISM
Taxmann's Registrars to an Issue and Share Transfer Agents - Corporate by National Institute of Securities Markets (NISM) - Edition October 2024. This book is a complete guide designed for RTA professionals, providing a solid foundation in key areas such as investor servicing, corporate actions, and regulatory compliance. It analyses SEBI regulations, investor protection measures, and practical SOPs for managing tasks like share transfers and grievance resolution. The book includes step-by-step guidance on securities issuance, covering IPOs, buybacks, and rights issues, and highlights best practices for client servicing. Focusing on dematerialisation and rematerialisation processes, this book is an essential practical reference for ensuring efficient and compliant RTA operations.
Taxmann’s Taxation in Securities Markets by NISM – January 2024
Taxmann's Taxation in Securities Markets by National Institute of Securities Markets (NISM) - January 2024. This book covers the Income-tax and GST implications of securities market transactions, including detailed information on 30+ securities taxation aspects relevant to traders, investors, and various market intermediaries. Divided into three main sections, it discusses the basics of the securities market, taxation concepts, and the taxation of different products like equity, debt, ESOPs, and derivatives. It also includes practical information like tax tables, compliance penalties, and exemptions relevant for the 2024-25 assessment year.
Taxmann’s Merchant Banking by NISM – May 2023
Taxmann's Merchant Banking by National Institute of Securities Markets (NISM) - May 2023. This comprehensive book offers insights into the role and responsibilities of merchant bankers, with a special focus on the Indian financial structure and securities market. It is ideal for investors, intermediaries, and individuals managing operational risks.
Taxmann’s Registrars to an Issue and Share Transfer Agents – Mutual Funds by NISM
Taxmann's Registrars to an Issue and Share Transfer Agents - Mutual Funds by National Institute of Securities Markets (NISM) - June 2023. Covering all important aspects of the Registrar and Transfer Agents (RTA) functioning in Mutual Funds. These include the basic understanding of the Indian securities markets, the role and function of RTA in mutual fund issuance and transaction process, and the regulatory environment in which the RTAs operate in India.
Taxmann’s Social Auditors by NISM – Edition December 2022
Taxmann's Social Auditors by National Institute of Securities Markets (NISM) - Edition December 2022. This book is a joint publication by NISM & ICAI on various aspects of Social Stock Exchange and Social Auditing. It covers a wide range of topics such as Social Sector Organisations, Enterprises and Interventions, Social Audit, Social Audit Techniques, Social Audit Standards, and Social Impact Assessment and Reporting.
Taxmann’s Issuers Compliance by NISM – November 2022
Taxmann's Issuers Compliance by National Institute of Securities Markets (NISM) - Edition November 2022. This book covers all important aspects related role and responsibilities of a Compliance officer of a listed company. It also covers the various avenues for raising funds from the Indian and global markets & the rules & regulations governing public companies.
Taxmann’s Mutual Fund Distributors – Level 2 by NISM – January 2022
Taxmann's Mutual Fund Distributors – Level 2 by National Institute of Securities Markets (NISM) - Edition January 2022. The book covers advanced concepts of mutual funds such as fund of funds, exchange-traded funds, real estate mutual funds, venture capital funds, private equity funds and international funds. It also covers the new distribution channels for mutual funds, fund valuation, fund performance measures, etc. It will benefit all those who want to understand the Indian mutual fund industry better.
Taxmann’s Fixed Income Securities by NISM – Edition October 2021
Taxmann's Fixed Income Securities by National Institute of Securities Markets (NISM) - Edition October 2021. Fixed Income Securities covers all important topics, including the basics of Indian debt markets, types of fixed income securities, pricing of bonds, yield measures, term structure of interest rates, risks associated with investing in Fixed Income Securities as well as the Money market, Government debt market and Corporate debt market in India.
Taxmann’s Internal Auditors for Stock Brokers by NISM – Edition August 2021
Taxmann's Internal Auditors for Stock Brokers by National Institute of Securities Markets (NISM) - Edition August 2021. Covering Knowledge Competencies related to Audit Functions of Stockbrokers, including, Regulatory Structure & Operational Knowledge, the Risk Management Practices, the Clearing and Settlement Process for a trade executed in the secondary market.
